The Advisor
Jim Heavey
Owner & Investment Advisor Representative
"Independent, fiduciary-first advice — focused on the financial needs of small business owners."
Jim Heavey is the owner and Investment Advisor Representative of James Heavey Wealth Advisors, LLC, an independent, state-registered investment advisory firm based in Rockport, Maine.
For more almost two decades, Jim has focused on the financial needs and unique challenges of the small business owner. His practice serves professional practices, family-owned businesses, and nonprofit organizations across Maine.
James Heavey Wealth Advisors, LLC, is not affiliated with any bank, broker-dealer, or other financial firm. As an independent, fiduciary advisor, Jim is free to provide advice that is unbiased, objective, and focused solely on each client's best interest.
Credentials & Education
AIF®
Accredited Investment Fiduciary®
FINRA Series 65
Investment Advisor Representative
MBA
International Business, Southern New Hampshire University
B.S.
Business Administration, St. Joseph's University, Philadelphia
Professional Background
Owner & Investment Advisor Representative
James Heavey Wealth Advisors, LLC
Independent, state-registered RIA serving small business owners, families, and nonprofits in Maine.
Investment Advisor Representative
John Hancock Financial Network
Prior experience in financial services with a national firm.
Investment Advisor Representative
Waddell & Reed
Prior experience advising clients on investment and financial planning strategies.
Affiliations & Community
Knights of Columbus
The Caring Fund
Board Member
Kiwanis Club of Rockland Maine
Tools & Technology
Preferred Providers
